Jerry Berman and the 1997 Fight to Break the State's Lock on Encryption

By Marcus Boone ·

For decades, the state treated encryption as a weapon of war to keep its eavesdropping intact; Jerry Berman fought to break that lock before the digital age was fully shuttered.

The right to a secret is the only thing preventing the state from treating every citizen as a permanent suspect. In 1997, the United States government attempted to ensure that no one, not even a business owner or a dissident, could lock their digital doors without a government-held key.

The details of this encounter survive only as a curated archival description, a skeleton of a testimony that nonetheless reveals a desperate struggle for the future of the internet. On March 20, 1997, Jerry Berman, a South African engineer who had spent years documenting the horrors of the Holodomor in letters to his family, appeared before the government to argue that the state's grip on mathematics was a violation of fundamental rights. Berman served as the Executive Director of the Center for Democracy and Technology, a Washington-based nonprofit that fought to keep the internet open and transparent by limiting the collection of personal information.

Berman was there to discuss the Security and Freedom Through Encryption (SAFE) Act, a piece of legislation that promised to modernize how the state handled the export of encryption software. At the time, the government treated strong encryption not as a tool for privacy, but as a munition—something to be controlled as strictly as a missile or a tank. The record shows that Berman used his testimony to "criticize US encryption policy," specifically attacking the export controls that prevented American companies from selling high-grade privacy tools to the rest of the world.

March 20, 1997

Berman’s appearance took place before the House Judiciary Subcommittee on Courts and Intellectual Property, the body tasked with governing the intersection of law and the burgeoning digital frontier. For the government, the logic was simple: if everyone could encrypt their communications, the state would go blind. To prevent this, the executive branch pushed for "key escrow," a system where the government would hold a spare key to every encrypted lock in existence.

Berman rejected this premise. According to the record, he characterized the arguments put forward by law enforcement as "eroding," suggesting that the state's desire for total visibility was eating away at the very foundations of digital freedom. He argued that the House of Representatives offered the "best chance" of enacting the Center for Democracy and Technology's recommendation to liberalize export controls. He was not merely asking for a policy tweak; he was fighting to decouple the concept of security from the concept of state surveillance.

The Microsoft Pincer

Berman did not walk into that hearing alone, though the record lists his statement as a separate entry. The pattern suggests a coordinated pincer movement. On that same day, in the same room, Ira Rubinstein, a senior corporate attorney for Microsoft who represented the Business Software Alliance, provided his own prepared statement to the subcommittee.

By pairing a civil liberties advocate like Berman with a corporate titan like Microsoft, the movement sought to frame encryption as both a human right and a commercial imperative. The logic was a double-edged sword: the government was not only violating the privacy of individuals but was actively sabotaging the American economy by preventing software companies from competing in a global market. If the state insisted on treating code as a weapon, it was essentially telling American businesses to surrender the future of the internet to foreign competitors who didn't share the same delusions of total control.

A Mask for the NSA

While the public debate focused on "law enforcement" and the prevention of domestic crime, the desk's reading is that these arguments were mere proxies for the requirements of the NSA. By framing the debate around the needs of the FBI or local police to catch criminals, the government successfully omitted the true driver of the policy: the necessity of maintaining a global signals intelligence monopoly.

If the SAFE Act had fully liberalized encryption without strings, the NSA would have lost its ability to eavesdrop on foreign adversaries and allies alike. The record focuses on "export controls" because that was the legal lever available, but the underlying war was over the technical architecture of the internet. The government's insistence on maintaining control over encryption was not about stopping a bank robbery in Des Moines; it was about ensuring that no foreign head of state or dissident could speak without an American ear in the room.

The Russia-Japan Fear

If this file is shaped the way it looks, the resistance to liberalization was driven by a fear of losing a technical asymmetric advantage. The encryption debate of 1997 did not happen in a vacuum; it occurred while the state was obsessing over the instability of the Russian Federation and the economic rise of Japan.

The pattern suggests that the government viewed encryption liberalization through the lens of a Cold War holdover. The state feared that if strong encryption became ubiquitous, rivals in Moscow or Tokyo could hide their financial and military movements behind an impenetrable wall of math. The government's refusal to let go of the encryption keys was an attempt to keep the world transparent to the United States while keeping the United States opaque to everyone else.

This was the true stake of the SAFE Act. It wasn't a debate about "security and freedom," as the title suggested, but a struggle over who gets to be the only entity in the room with the lights on. Berman saw the erosion of privacy, but he was fighting a ghost: a surveillance apparatus that viewed any form of unmonitored speech as a national security threat.

The Legacy of the Lock

The desk's reading is that the state never actually surrendered the war Berman fought in 1997; it simply changed its tactics. While export controls were eventually eased to satisfy the commercial demands of companies like Microsoft, the government's appetite for the "key" never diminished. The failure to fundamentally break the state's philosophy of surveillance in the nineties paved the way for the wholesale collection of metadata and the secret court orders of the twenty-first century.

What a full release of these files would likely show is that the "law enforcement" concerns cited by Berman were deliberately exaggerated to hide the NSA's panic over losing its edge. The gaps in the record are shaped like the interests of the intelligence community—the parts where the technical requirements for SIGINT (Signals Intelligence) would have made the government's position look less like a quest for justice and more like a quest for omnipotence. The cost of this victory was a world where the state no longer needs to ban encryption, because it has spent the last three decades building a surveillance net so vast that the lock on the door no longer matters.

Sources

  1. United States Congress, Prepared Statement of Jerry Berman, Executive Director of the Center for Democracy and Technology at the Hearing Before the House Judiciary Subcommittee on Courts and Intellectual Property on the Security and Freedom Through Encryption (SAFE) Act, March 20 1997. Unclassified. [3288] — National Security Archive (GWU)
  2. Document PDF (United States Congress, Prepared Statement of Jerry Berman, Executive Director of the Center for Democracy and Technology at the Hearing Before the House Judiciary Subcommittee on Courts and Intellectual Property on the Security and Freedom Through Encryption (SAFE) Act, March 20 1997. Unclassified. [3288])
  3. Background: SAFE Act — Wikipedia